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Delaware
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83-1779605
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification No.) |
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Joel L. Rubinstein
Jonathan P. Rochwarger Elliott M. Smith Winston & Strawn LLP 200 Park Avenue New York, New York 10166 Tel: (212) 294-6700 Fax: (212) 294-4700 |
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Large accelerated filer
☐
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Accelerated filer
☒
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Non-accelerated filer
☐
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Smaller reporting company
☒
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Emerging growth company
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Title of Each Class of Securities to be Registered
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Amount to be
Registered(1) |
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Proposed Maximum
Offering Price Per Share |
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Proposed Maximum
Aggregate Offering Price |
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Amount of
Registration Fee(2) |
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Primary Offering | | | | | | | | | | | | | | | | | | | | | | | | | |
Common stock, par value $0.0001 per share (“common
stock”), underlying warrants |
| | | | 34,100,000(3) | | | | | $ | 11.50(4) | | | | | $ | 392,150,000 | | | | | $ | 47,528.58 | | |
Secondary Offering | | | | | | | | | | | | | | | | | | | | | | | | | |
Common stock
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| | | | 11,100,000(5) | | | | | $ | 7.78(6) | | | | | $ | 86,358,000(6) | | | | | $ | 10,466.59 | | |
Warrants to purchase common stock
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| | | | 11,100,000(8) | | | | | | — | | | | | | — | | | | | | —(9) | | |
Totals
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| | | | | | | | | | | | | | | $ | 478,508,000 | | | | | $ | 57,995.17 | | |
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Shares of Common
Stock Beneficially Owned(1) |
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Warrants
Beneficially Owned |
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Shares of
Common Stock Registered Hereby |
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Warrants
Registered Hereby |
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Shares of Common
Stock Beneficially Owned After Sale of All Shares of Common Stock Offered Hereby(1) |
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Warrants Owned
After Sale of All Warrants Offered Hereby |
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Shares
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Percentage
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Shares
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Percentage
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Named Executive Officers and Directors:
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David Brown
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| | | | 84,250 | | | | | | * | | | | | | 55,500 | | | | | | 55,500 | | | | | | 55,500 | | | | | | 28,750 | | | | | | * | | | | | | — | | |
Heather L. Faust(2)
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| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
David Hall
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| | | | 84,250 | | | | | | * | | | | | | 55,500 | | | | | | 55,500 | | | | | | 55,500 | | | | | | 28,750 | | | | | | * | | | | | | — | | |
Brian Hodges
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| | | | 84,250 | | | | | | * | | | | | | 55,500 | | | | | | 55,500 | | | | | | 55,500 | | | | | | 28,750 | | | | | | * | | | | | | — | | |
Howard D. Morgan(2)
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| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Tariq Osman(2)
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| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Greater than 5% Stockholders
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CFLL Sponsor Holdings, LLC(2)
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| | | | 15,225,825 | | | | | | 38.4% | | | | | | 10,822,500 | | | | | | 10,822,500 | | | | | | 10,822,500 | | | | | | 4,403,325 | | | | | | 15.3% | | | | | | — | | |
Other Selling Securityholders | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
Thomas K. Armstrong, Jr.
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| | | | 84,250 | | | | | | * | | | | | | 55,500 | | | | | | 55,500 | | | | | | 55,500 | | | | | | 28,750 | | | | | | * | | | | | | — | | |
Gerard Rooney
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| | | | 84,250 | | | | | | * | | | | | | 55,500 | | | | | | 55,500 | | | | | | 55,500 | | | | | | 28,750 | | | | | | * | | | | | | — | | |
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Amount
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SEC registration fee
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| | | $ | 57,995.17 | | |
FINRA filing fee
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| | | | * | | |
Printing and engraving expenses
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| | | | * | | |
Legal fees and expenses
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| | | | * | | |
Accounting fees and expenses
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Transfer agent and registrar fees and expenses
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Miscellaneous
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Total
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| | | $ | * | | |
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Signature
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Capacity in Which Signed
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Date
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/s/ Bruce Young
Bruce Young
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| | Chief Executive Officer and Director (principal executive officer) |
| | January 29, 2019 | |
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/s/ Iain Humphries
Iain Humphries
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| | Chief Financial Officer and Director (principal financial and accounting officer) |
| | January 29, 2019 | |
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/s/ David A.B. Brown
David A.B. Brown
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| | Chairman of the Board | | | January 29, 2019 | |
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/s/ Tariq Osman
Tariq Osman
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| | Vice Chairman of the Board | | | January 29, 2019 | |
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/s/ Raymond Cheesman
Raymond Cheesman
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| | Director | | | January 29, 2019 | |
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/s/ Heather L. Faust
Heather L. Faust
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| | Director | | | January 29, 2019 | |
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/s/ David G. Hall
David G. Hall
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| | Director | | | January 29, 2019 | |
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/s/ Brian Hodges
Brian Hodges
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| | Director | | | January 29, 2019 | |
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/s/ Matthew Homme
Matthew Homme
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| | Director | | | January 29, 2019 | |
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Signature
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Capacity in Which Signed
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Date
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/s/ Howard D. Morgan
Howard D. Morgan
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| | Director | | | January 29, 2019 | |
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/s/ John Piecuch
John Piecuch
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| | Director | | | January 29, 2019 | |
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/s/ M. Brent Stevens
M. Brent Stevens
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| | Director | | | January 29, 2019 | |